HOFFMAN VAN FREDRICK appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HOFFMAN VAN FREDRICK appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SOVEREIGN INVESTMENT ADVISORS LLC | CHIEF COMPLIANCE OFFICER | PHOENIX, AZ |
| — | Form ADV | SOVEREIGN WEALTH ADVISORS, INC. | CHIEF COMPLIANCE OFFICER (CCO) | BELLEVUE, WA |