ROSS HOLLY ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROSS HOLLY ANN appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LPL FINANCIAL LLC | CROP | FORT MILL, SC |
| — | Form ADV | CONRAD SIEGEL INVESTMENT ADVISORS | DIRECTOR | HARRISBURG, PA |
| — | Form ADV | AVANTAX ADVISORY SERVICES, INC. | COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | ROBERTSON INVESTMENT MANAGEMENT | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | WELLS FARGO INVESTMENTS, LLC | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | BENEFICIAL INVESTMENT SERVICES, INC. | CHIEF COMPLIANCE OFFICER/ EXECUTIVE REPRESENTATIVE/SECRETARY | SALT LAKE CITY, UT |
| — | Form ADV | AMERICA FIRST CAPITAL MANAGEMENT, LLC | CCO | GRANITE BAY, CA |
| — | Form ADV | ALLEGIS ADVISORS, INC. | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | SALT LAKE CITY, UT |
| — | Form ADV | WELLS FARGO SECURITIES INC. | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, CROP | SAN FRANCISCO, CA |
| — | Form ADV | WELLS FARGO SECURITIES, LLC. | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |