BAKER JAMES PHILIP appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BAKER JAMES PHILIP appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PIPER SANDLER LTD. | CO-HEAD INVESTMENT BANKING/PIPER SANDLER COMPANIES | ABERDEEN |
| — | Form ADV | VANDERBILT AVENUE ASSET MANAGEMENT LLC | MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | SIMMONS & COMPANY INTERNATIONAL | MANAGING DIRECTOR, CORPORATE FINANCE; SHAREHOLDER | HOUSTON, TX |