KAWAZU JUN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAWAZU JUN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SPARX ASSET MANAGEMENT CO., LTD. | HEAD TRADER | TOKYO |
| — | Form ADV | SPARX INVESTMENT & RESEARCH, USA, INC. | HEAD OF TRADING GROUP | NEW YORK, NY |