OCONNOR ANITA MARIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. OCONNOR ANITA MARIE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | SECRETARY | OMAHA, NE |
| — | Form ADV | TRADEWISE ADVISORS, INC. | SECRETARY | CHICAGO, IL |
| — | Form ADV | GAINSBOROUGH FINANCIAL CONSULTANTS, INC. | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |