HAYS BRIAN JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HAYS BRIAN JAMES appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLS FARGO ADVISORS | CHIEF EXECUTIVE OFFICER | ST. LOUIS, MO |
| — | Form ADV | WELLS FARGO ADVISORS | PRESIDENT / HEAD OF WIM DISTRIBUTION / BOARD OF MANAGERS | ST. LOUIS, MO |
| — | Form ADV | ST. CLOUD CAPITAL II, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | BRENTWOOD PRIVATE EQUITY, LLC | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | AMEGY INVESTMENTS, INC. | SVP/RETAIL SALES MANAGER | HOUSTON, TX |