BRODY JAMES DENNIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BRODY JAMES DENNIS appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SOFINNOVA INVESTMENTS, INC. | CHIEF COMPLIANCE OFFICER | MENLO PARK, CA |
| — | Form ADV | NOLLENBERGER CAPITAL PARTNERS INC. | DIRECTOR OF OPERATIONS | SAN FRANCISCO, CA |
| — | Form ADV | APEX CAPITAL, LLC | MANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | ORINDA, CA |