CARROLL PHILIP ROGER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARROLL PHILIP ROGER appears on 1 filing role across Form ADV (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NEUBERGER BERMAN MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |