SMITH ALLEN DALE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH ALLEN DALE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST CITIZENS INVESTOR SERVICES, INC. | CHAIRMAN, PRESIDENT & CEO | RALEIGH, NC |
| — | Form ADV | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | DIRECTOR; VICE PRESIDENT - PUBLIC INVESTMENTS | MILWAUKEE, WI |
| — | Form ADV | ENCORE CONSUMER CAPITAL, LP | MANAGING DIRECTOR | SAN FRANCISCO, CA |