NALEID JAMES CAPE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NALEID JAMES CAPE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | MANAGING DIRECTOR | TRAVERSE CITY, MI |
| — | Form ADV | LOKKEN CHESNUT & CAPE INC | PRESIDENT; SENIOR INVESTMENT OFFICER | LA CROSSE, WI |