ERICSON THOMAS JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ERICSON THOMAS JAMES appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | VICUS CAPITAL, INC. | PRESIDENT | STATE COLLEGE, PA |
| — | Form ADV | VESTGEN INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | EGG HARBOR TWP., NJ |
| — | Form ADV | ARIS WEALTH SERVICES INC | VP, GENERAL COUNSEL, COMPLIANCE OFFICER | STATE COLLEGE, PA |
| — | Form ADV | VESTBRIDGE ADVISORS, INC | CCO | EGG HARBOR TOWNSHIP, NJ |