SWEENEY CATHERINE LINDA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SWEENEY CATHERINE LINDA appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST REPUBLIC SECURITIES COMPANY, LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | MAIER HAUSWIRTH INVESTMENT ADVISORS LLC | CHIEF COMPLIANCE OFFICER | SEATTLE, WA |