ROTH STEVEN BERNARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROTH STEVEN BERNARD appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ROTH ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER AND PRESIDENT | — |
| — | Form ADV | RDC CAPITAL PARTNERS LP | LIMITED PARTNER / PRINCIPAL | BOSTON, MA |