COONEY JOHN MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. COONEY JOHN MICHAEL appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OSAIC WEALTH, INC. | CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | OSAIC INSTITUTIONS, INC. | CHIEF COMPLIANCE OFFICER | MERIDEN, CT |
| — | Form ADV | WOODBURY FINANCIAL SERVICES, INC. | SVP, CHIEF COMPLIANCE OFFICER | OAKDALE, MN |
| — | Form ADV | ESSEX NATIONAL SECURITIES, INC. | COO, CHIEF COMPLIANCE OFFICER, CFO, TREASURER, ROSFP | NAPA, CA |