DUFFY JOHN GERALD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUFFY JOHN GERALD appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | KBW ASSET MANAGEMENT INC | DIRECTOR | NEW YORK, NY |
| — | Form ADV | CURIAN CAPITAL, LLC | VICE PRESIDENT - OPERATIONS | DENVER, CO |