DUFFY ALYSSA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUFFY ALYSSA appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ASCENSUS INVESTMENT ADVISORS, LLC | ASSOCIATE GENERAL COUNSEL/SENIOR VICE-PRESIDENT | NEEDHAM, MA |
| — | Form ADV | THOMASPARTNERS, INC. | CHIEF LEGAL OFFICER | BOSTON, MA |
| — | Form ADV | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | OMAHA, NE |
| — | Form ADV | WINDHAVEN INVESTMENT MANAGEMENT, INC. | DIRECTOR - LEGAL COUNSEL | BOSTON, MA |
| — | Form ADV | CHARLES SCHWAB INVESTMENT ADVISORY, INC. | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |