NICHOLS JAMES RICHARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NICHOLS JAMES RICHARD appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NICHOLS & PRATT ADVISERS LLP | PARTNER | BOSTON, MA |
| — | Form ADV | ZIONS INVESTMENT SECURITIES, INC. | ACTING PRESIDENT, CCO, SROP, CROP, CORP SECRETARY | SALT LAKE CITY, UT |