SIMONSON MARY KATHRYN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SIMONSON MARY KATHRYN appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WESTERN INTERNATIONAL SECURITIES, INC. | CHIEF COMPLIANCE OFFICER | PASADENA, CA |
| — | Form ADV | OSAIC WEALTH, INC. | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | SORRENTO PACIFIC FINANCIAL, LLC | CHIEF FINANCIAL OFFICER | SAN DIEGO, CA |
| — | Form ADV | CUSO FINANCIAL SERVICES, L.P. | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | SAGEPOINT FINANCIAL, INC. | CHIEF COMPLIANCE OFFICER | PHOENIX, AZ |
| — | Form ADV | FSC SECURITIES CORPORATION | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | EDGE ASSET MANAGEMENT, INC. | DIRECTOR | SEATTLE, WA |
| — | Form ADV | WAMU INVESTMENTS, INC. | DIRECTOR | IRVINE, CA |