BARTLETT DONNA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BARTLETT DONNA appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TRACE WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | HANCOCK WHITNEY INVESTMENT SERVICES INC. | CHIEF COMPLIANCE OFFICER | NEW ORLEANS, LA |
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |