TARPY TRACI LYNN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. TARPY TRACI LYNN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LPL FINANCIAL LLC | CROP | FORT MILL, SC |
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | HEAD OF BUSINESS UNIT | SAN DIEGO, CA |
| — | Form ADV | GIRARD SECURITIES, INC. | MUNICIPAL BOND PRINCIPAL/AVP ENTERPRISE RISK MANAGEMENT/OSJ SUPERVISION | SAN DIEGO, CA |