OCONNELL JOHN MAURICE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. OCONNELL JOHN MAURICE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CREDIT SUISSE SECURITIES (USA) LLC | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NEW YORK, NY |
| — | Form ADV | GOLDMAN SACHS & CO. LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |