LEE JAMES HARVEY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LEE JAMES HARVEY appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AWM SERVICES, INC. | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | ASCENDANT ADVISORS, LLC | MANAGING MEMBER | HOUSTON, TX |
| — | Form ADV | ACM INVESTMENT ADVISOR, LLC | MEMBER AND SHAREHOLDER | AUSTIN, TX |