HICKS STEPHEN JONATHAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HICKS STEPHEN JONATHAN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ASHMORE INVESTMENT MANAGEMENT LTD | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | TRINITY STREET ASSET MANAGEMENT LLP | CHIEF COMPLIANCE OFFICER | LONDON |