KAZEMBE RITA STEPHANIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAZEMBE RITA STEPHANIE appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STIFEL, NICOLAUS & COMPANY, INCORPORATED | CCO ADVISORY SERVICES | ST LOUIS, MO |
| — | Form ADV | EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |
| — | Form ADV | STIFEL INDEPENDENT ADVISORS, LLC | CCO ADVISORY SERVICES | ST LOUIS, MO |
| — | Form ADV | THOMAS WEISEL GLOBAL GROWTH PARTNERS LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | THOMAS WEISEL CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | THOMAS WEISEL ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | TIMBERLINE ASSET MANAGEMENT LLC. | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |