HOLLOWELL THOMAS DOUGLAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HOLLOWELL THOMAS DOUGLAS appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UBS FINANCIAL SERVICES INC. | GENERAL COUNSEL | WEEHAWKEN, NJ |
| — | Form ADV | ALLIANCE PARTNERS LLC | CHIEF COMPLIANCE OFFICER, CLO | CHEVY CHASE, MD |