ROSS ROBERT KARL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROSS ROBERT KARL appears on 18 filing roles across Form ADV (18).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MARINER WEALTH | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | OVERLAND PARK, KS |
| — | Form ADV | SVB WEALTH LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | WEALTHSPIRE ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MARINER INDEPENDENT | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | OVERLAND PARK, KS |
| — | Form ADV | MRAZ, AMERINE & ASSOCIATES, INC. | CHIEF COMPLIANCE OFFICER | MODESTO, CA |
| — | Form ADV | AC FUNDS, LLC | CHIEF COMPLIANCE OFFICER | RIDGEWOOD, NJ |
| — | Form ADV | ADVISORS CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | RIDGEWOOD, NJ |
| — | Form ADV | MARINER | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | OVERLAND PARK, KS |
| — | Form ADV | MACLENDON WEALTH MANAGEMENT, LLC | MANAGER / CHIEF COMPLIANCE OFFICER | DELRAY BEACH, FL |
| — | Form ADV | SEVEN POST INVESTMENT OFFICE LP | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | ALETHEA CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | RYAN POAGE & CO., LLC | CHIEF COMPLIANCE OFFICER | KANSAS CITY, MO |
| — | Form ADV | LINEGUARD INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | TROY, MI |
| — | Form ADV | RAY|THEIL WEALTH MANAGEMENT, LLC | MANAGER / CHIEF COMPLIANCE OFFICER | BEAVERCREEK, OH |
| — | Form ADV | KAVAR CAPITAL PARTNERS, LLC | MANAGER / CHIEF COMPLIANCE OFFICER | LEAWOOD, KS |
| — | Form ADV | JACOBS BROEL ASSET MANAGEMENT, LLC | MANAGER / CHIEF COMPLIANCE OFFICER | BELLEVUE, WA |
| — | Form ADV | BRENDEL & FISHER WEALTH MANAGEMENT, LLC | MANAGER/CHIEF COMPLIANCE OFFICER | HANOVER, NH |
| — | Form ADV | LEGACY PRIVATE CLIENT GROUP, INC. | CHIEF COMPLIANCE OFFICER | KAMAS, UT |