SURGENT THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SURGENT THOMAS appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NEXPOINT ASSET MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER & SECRETARY | DALLAS, TX |
| — | Form ADV | HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | GRANITE BAY ADVISORS, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | TUNSTALL CAPITAL MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | ACIS CAPITAL MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER & SECRETARY | DALLAS, TX |
| — | Form ADV | HIGHLAND CAPITAL MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |