SURGENT THOMAS JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SURGENT THOMAS JOSEPH appears on 13 filing roles across Form ADV (13).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RAND ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | NEXPOINT INSURANCE SOLUTIONS, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | NEXPOINT ASSET MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER & SECRETARY | DALLAS, TX |
| — | Form ADV | PETROCAP, LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | NEXPOINT ADVISORS, L.P. | SECRETARY | DALLAS, TX |
| — | Form ADV | HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | GRANITE BAY ADVISORS, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | TUNSTALL CAPITAL MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | ACIS CAPITAL MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER & SECRETARY | DALLAS, TX |
| — | Form ADV | HIGHLAND CAPITAL MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | FALCON E & P OPPORTUNITIES GP, LLC | CCO | DALLAS, TX |
| — | Form ADV | NEXPOINT REAL ESTATE ADVISORS, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | NEXPOINT REAL ESTATE ADVISORS II, L.P. | CHIEF COMPLIANCE OFFICER | DALLAS, TX |