NUSUM KATRINA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NUSUM KATRINA appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIL INVESTMENT ADVISORS | DIRECTOR | PEMBROKE |
| — | Form ADV | COVARIANCE CAPITAL MANAGEMENT, INC. | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | HOUSTON, TX |