CARROLL RAY BERNARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARROLL RAY BERNARD appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NEUBERGER BERMAN CANADA ULC | CHIEF EXECUTIVE OFFICER | TORONTO, ONTARIO |
| — | Form ADV | BRETON HILL CAPITAL LTD. | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | TORONTO |