MIDDLEMISS PAUL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MIDDLEMISS PAUL appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LPL FINANCIAL LLC | CHIEF COMPLIANCE OFFICER, ADVISORY | FORT MILL, SC |
| — | Form ADV | MORGAN STANLEY DW INC. | CHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESS | PURCHASE, NY |
| — | Form ADV | FORTIGENT, LLC | CHIEF COMPLIANCE OFFICER | FORT MILL, SC |
| — | Form ADV | INDEPENDENT ADVISERS GROUP CORP | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | MORGAN STANLEY & CO. LLC | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR ONLY | NEW YORK, NY |
| — | Form ADV | CONCORD EQUITY GROUP ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | MATAWAN, NJ |
| — | Form ADV | NESTWISE LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |