VAN DER WAL KATHLEEN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. VAN DER WAL KATHLEEN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TRAN CAPITAL MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER | SAN RAFAEL, CA |
| — | Form ADV | BANCWEST INVESTMENT SERVICES, INC. | RIA COMPLIANCE MANAGER, VICE PRESIDENT | OMAHA, NE |