CUMMINGS JOHN W appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CUMMINGS JOHN W appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CITIGROUP GLOBAL MARKETS INC. | DIRECTOR | NEW YORK, NY |
| — | Form ADV | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SENIOR VICE PRESIDENT/CO-CHIEF OPERATIONS OFFICER | NEW YORK, NY |
| — | Form ADV | TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC. | DIRECTOR | DALLAS, TX |
| — | Form ADV | MERRILL LYNCH BANK & TRUST CO., FSB | DIRECTOR | NEW YORK, NY |