SMITH THOMAS GERALD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH THOMAS GERALD appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UVEST FINANCIAL SERVICES GROUP, INC. | V.P. OF RESEARCH | CHARLOTTE, NC |
| — | Form ADV | ELLINGTON SMITH, LLC | SENIOR PARTNER | CHARLOTTE, NC |