MCCLELLAN CATHERINE RICHARDS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MCCLELLAN CATHERINE RICHARDS appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GFO ADVISORY SERVICES, LLC | SECRETARY, CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| — | Form ADV | ENTERPRISE CAPITAL MANAGEMENT, INC. | SR. VICE PRESIDENT/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/SECRETARY/DIRECTOR | ATLANTA, GA |
| — | Form ADV | MONY SECURITIES CORPORATION | SECRETARY | NEW YORK, NY |
| — | Form ADV | TRUSTED SECURITIES ADVISORS CORP. | SECRETARY | NEW YORK, NY |