PERSONS STEVE JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PERSONS STEVE JAMES appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SICOR SECURITIES INC | VICE PRESIDENT | DAYTON, OH |
| — | Form ADV | SIGNATURE INVESTMENTS, INC. | VICE PRESIDENT | DAYTON, OH |