HIGGINS THOMAS JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HIGGINS THOMAS JOSEPH appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | VANGUARD GROUP INC | CONTROLLER INTERNAL AUDIT | MALVERN, PA |
| — | Form ADV | VANGUARD INVESTMENTS CANADA INC. | DIRECTOR AND CHIEF FINANCIAL OFFICER | TORONTO, ONTARIO |
| — | Form ADV | KING STREET CAPITAL MANAGEMENT, L.P. | MANAGING MEMBER | NEW YORK, NY |
| — | Form ADV | A.G.P / ALLIANCE GLOBAL PARTNERS | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | WESTPORT, CT |
| — | Form ADV | TJC LP | LIMITED PARTNER | NEW YORK, NY |
| — | Form ADV | BALANCED ROCK INVESTMENT ADVISORS LLC | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | ROSLINDALE, MA |
| — | Form ADV | KECALP INC. | VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | EXXONMOBIL INVESTMENT MANAGEMENT INC | VICE PRESIDENT, TREASURER AND DIRECTOR | IRVING, TX |
| — | Form ADV | PIN OAK CAPITAL LTD | INTERIM DIRECTOR | NEW YORK, NY |
| — | Form ADV | COLLECTIVE RETIREMENT SOLUTIONS LLC | MANAGING PARTNER | BRYN MAWR, PA |