BREEN BRIGID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BREEN BRIGID appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLS FARGO INVESTMENT INSTITUTE, INC. | CHIEF COMPLIANCE OFFICER | CHARLOTTE, NC |
| — | Form ADV | CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | VP AND CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | NELSON CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | FOSTER CITY, CA |
| — | Form ADV | WELLS FARGO ALTERNATIVE ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | NELSON CAPITAL MANAGEMENT INC | CHIEF REGULATORY OFFICER | PALO ALTO, CA |