BATTEL ROBERT LOCKE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BATTEL ROBERT LOCKE appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CITIGROUP GLOBAL MARKETS INC. | MANAGING DIR., - SALOMON SMITH BARNEY, SR. PORTFOLIO MGR. - SMITH BARNEY ASSET MGMT., COO - GLOBAL INSTITUTIONAL ASSET MGMT. | NEW YORK, NY |
| — | Form ADV | LEGG MASON INTERNATIONAL EQUITIES LIMITED | DIRECTOR AND CHIEF EXECUTIVE OFFICER EUROPE | LONDON |
| — | Form ADV | SMITH BARNEY GLOBAL CAPITAL MANAGEMENT INC | CHIEF OPERATING OFFICER | LONDON |
| — | Form ADV | SALOMON BROTHERS ASSET MANAGEMENT, LTD. | DIRECTOR & CHIEF EXECUTIVE OFFICER OF CITIGROUP ASSET MANAGEMENT, EUROPE | LONDON |