RIVAS VICTOR MANUEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RIVAS VICTOR MANUEL appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LADENBURG THALMANN ASSET MANAGEMENT INC | COB/CEO/DIRECTOR | NEW YORK, NY |
| — | Form ADV | FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC | CHAIRMAN OF THE BOARD AND CEO | NEW YORK, NY |
| — | Form ADV | CLAYMORE FUND MANAGEMENT COMPANY LLC. | COB/CEO/DIRECTOR | WHEATON, IL |