BAUM STEVEN PAUL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BAUM STEVEN PAUL appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UBS FINANCIAL SERVICES INC. | DIRECTOR | WEEHAWKEN, NJ |
| — | Form ADV | FIVE MILE CAPITAL PARTNERS LLC | CHIEF INVESTMENT OFFICER | STAMFORD, CT |
| — | Form ADV | FIVE MILE CAPITAL PARTNERS LLC | MANAGING MEMBER, SENIOR PORTFOLIO MANAGER OF REGISTRANT | STAMFORD, CT |