CUMMINGS RAYMOND E appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CUMMINGS RAYMOND E appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UBS SECURITIES LLC | MANAGING DIRECTOR, CHAIRMAN, INVESTMENT BANKING DEPARTMENT | NEW YORK, NY |
| — | Form ADV | PHOENIX VARIABLE ADVISORS, INC. | TREASURER | HARTFORD, CT |
| — | Form ADV | PHOENIX-ABERDEEN INTERNATIONAL ADVISORS, LLC | TREASURER | HARTFORD, CT |