FOLEY PAUL FRANCIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FOLEY PAUL FRANCIS appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HILLTOP SECURITIES ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER/ AML OFFICER | DALLAS, TX |
| — | Form ADV | CYPRESSTREE INVESTMENT MANAGEMENT, LLP | CHIEF FINANCIAL & CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | FSW ADVISORY SERVICES INC. | CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER | DALLAS, TX |