BAFUNDO PHILIP JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BAFUNDO PHILIP JOSEPH appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | INVUS FINANCIAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SG COWEN ASSET MANAGEMENT INC | CHIEF OPERATIONS/FINANCIAL OFFICER | NEW YORK, NY |