ELLIS JAMES R appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ELLIS JAMES R appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SANDY COVE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | HINGHAM, MA |
| — | Form ADV | UNDISCOVERED MANAGERS LLC | MANAGEMENT COMMITTEE MEMBER, NO BENEFICIAL OWNERSHIP | DALLAS, TX |