GUPTA BEN K appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GUPTA BEN K appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ASCENT INVESTMENT MANAGEMENT COMPANY LLC | MANAGER/CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | EVEREST INVESTMENT MANAGEMENT LLC | NON-VOTING MEMBER | OMAHA, NE |
| — | Form ADV | GUPTA WEALTH MANAGEMENT, LLC | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | STRONGHOLD FINANCIAL, LLC | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | SAN DIEGO, CA |