FLEMING SHAWN MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FLEMING SHAWN MICHAEL appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WRIGHT INVESTORS SERVICE INC | CHIEF COMPLIANCE OFFICER | SHELTON, CT |
| — | Form ADV | THE WINTHROP CORPORATION | CHIEF COMPLIANCE OFFICER | SHELTON, CT |
| — | Form ADV | WRIGHT PRIVATE ASSET MANAGEMENT LLC | CCO | SHELTON, CT |
| — | Form ADV | PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC | DIRECTOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | STATESVILLE, NC |