CUMMINS GERALD RICHARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CUMMINS GERALD RICHARD appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CM INVESTMENT PARTNERS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OXFORD PARK MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| — | Form ADV | OXFORD GATE MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| — | Form ADV | CLEARVIEW CAPITAL, L.P. | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| — | Form ADV | OXFORD SQUARE MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| — | Form ADV | ANDALUSIAN PRIVATE CAPITAL, LP | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | HERCULES ADVISER LLC | CHIEF COMPLIANCE OFFICER | SAN MATEO, CA |
| — | Form ADV | OXFORD LANE MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| — | Form ADV | NEW CASTLE FUNDS LLC | CFO AND CHIEF COMPLIANCE OFFICER | WHITE PLAINS, NY |
| — | Form ADV | OXFORD BRIDGE MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |