MOORS COLIN MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MOORS COLIN MICHAEL appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | EAST END FINANCIAL GROUP, INC. | CHIEF COMPLIANCE OFFICER | RIVERHEAD, NY |
| — | Form ADV | LADENBURG THALMANN ASSET MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MAIN STREET FINANCIAL SOLUTIONS, LLC | CHIEF COMPLIANCE OFFICER | NEWTOWN, PA |
| — | Form ADV | LADENBURG THALMANN FUND MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | AMERICAN PORTFOLIOS ADVISORS. INC | CCO | HOLBROOK, NY |