ROACH ROBERT GARFIELD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROACH ROBERT GARFIELD appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STRIVE ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | STRIVE ADVISORY, LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | MODERN CAPITAL MANAGEMENT, CO. | CCO CONSULTANT | MT PLEASANT, SC |
| — | Form ADV | AMERICAFIRST WEALTH MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | WEST HENRIETTA, NY |
| — | Form ADV | TRILINC GLOBAL ADVISORS, LLC | CHIEF FINANCIAL OFFICER | MANHATTAN BEACH, CA |
| — | Form ADV | TRILINC ADVISORS, LLC | CHIEF FINANCIAL OFFICER | MANHATTAN BEACH, CA |
| — | Form ADV | AMERICA FIRST CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER/AML OFFICER | GRANITE BAY, CA |
| — | Form ADV | NILE CAPITAL MANAGEMENT LLC | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | PRINCETON, NJ |